Securities Expert Witnesses
Business, Financial & Marketing Expert Witness Listings
You will find securities expert witnesses consultants by clicking on one of the following categories. The experts found here may consult regarding 102(e) proceedings, asset-backed securities, and collateralized debt obligations. These professionals may provide reports on commodities, commodity futures, credit default swaps, and credit derivatives. They may also testify regarding debt securities, derivative instruments, divestitures, equity securities, fixed income securities, futures, hedge funds, investments, mortgage-backed securities, the NASD, stock options, preferred stock, public offerings, securities 10b5 actions, securities regulation, securities fraud, managed futures, structured finance, and surety bonds, as well as related topics.
You may limit your search for Securities expert witnesses to a specific area by selecting a state from the drop down box.
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Featured Experts
Market Consulting Corporation
Areas of expertise include Broker/Customer disputes--stocks and bonds; options, commodity futures and currency trading; derivatives including swaps; limited partnerships, hedge funds and managed futures, e.g., suitability, churning, unauthorized trading,...
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Charles W. Ranson (Charles W. Ranson Consulting, Inc.)
Banking and financial services expert witness and litigation consultant focused on fiduciary issues, investment suitability, trustee fee determination and duty of impartiality, lending practices and failure to supervise, among other issues. For nearly...
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John A. Rodgers, III (John Rodgers & Associates)
Location:
North Carolina
Areas of Expertise:
Trust and estate administration litigation consulting and expert witness services. Issues addressed include trust mismanagement, income and remainder beneficiary rights, trust investments, regulatory compliance...
MCS Associates -- Experts & Consultants In Banking, Financial Services, Real Estate & Insurance
Location:
California
Areas of Expertise:
MCS Associates is a national consulting group with a special focus on Expert Witness and Litigation Consulting in banking, insurance, financial services, securities, real estate, economic & damages analysis,...
Shelley L Boyce, CFP®, AIF® (Financial Planning Solutions, Inc.)
Location:
California
Areas of Expertise:
With over twenty-five years of experience in the insurance industry managing individual and small business assets, Ms. Boyce applies her extensive knowledge towards litigation support to evaluate possible...
Thomas M. Neches, CPA (Thomas Neches & Company LLP)
Location:
California
Areas of Expertise:
Mr. Thomas Neches provides expert testimony, forensic accounting, business valuation and computer database analysis.
Mr. Neches areas of expertise are:
Expert Testimony
Forensic Accounting
Business...
James W Lovely
Location:
Florida
Areas of Expertise:
Mr. Lovely, J.D., M.B.A.- Finance, B.B.A.- Finance, provides expert witness and consulting services nationwide to clients and law firms involved in disputes or litigation relating to: derivatives (e.g.,...
Kathy D. VanNoy Pineda (KVP Compliance Consulting LLC)
Location:
California
Areas of Expertise:
Kathy VanNoy Pineda provides expert witness services specific to Broker Dealer compliance and standards, registered representative and investment advisor behavior, financial investments and products, and...
William Fender (Innovest Portfolio Solutions LLC)
Location:
Colorado
Areas of Expertise:
• Fiduciary duties and responsibilities associated with the management of investment portfolios in trusts and estates, retirement plans, individual investor portfolios and foundations
• Experience includes...
Steven Bankler, CPA, PFS, Cr.FA, CFF, CGMA
Location:
Texas
Areas of Expertise:
Certified in Financial Forensics – selected by the U.S. Senate as its only investigative accountant for Whitewater. Reviewed documents related to the audit of Swiss banks for holocaust victims’ assets....
Barbara C Luna (White, Zuckerman, Warsavsky, Luna & Hunt)
Location:
California
Areas of Expertise:
Expert witness testimony in complex litigation involving business, real estate, personal injury, marital dissolution, liability issues, damage analysis of lost profits, unjust enrichment, reasonable royalties...
Lawrence H. Jacobson ( A Professional Corporation)
Location:
California
Areas of Expertise:
Mr. Jacobson offers an impressive record of success as an expert witness in real estate, business and finance.
Included among the numerous cases in which he has testified as an expert witness are disputes...
ForensisGroup, Inc. (The Expert of Experts)
Location:
Multiple Locations
Areas of Expertise:
For over 20 years, ForensisGroup has provided the nation’s top law firms, insurance agencies, government entities and many other industries with highly qualified expert witnesses and consultants. Experts...
John D. Maine
Location:
California
Areas of Expertise:
John D. Maine, securities expert witness, consults and testifies regarding general industry customs and practices from a strong hands-on background. He has been retained in excess of 1,700 times and given...
J. Richard Claywell, CPA, ABV, ASA, CBA, ICVS, CVA, CM&AA, MAFF, CFD, ABAR
Location:
Texas
Areas of Expertise:
Preparation of valuation reports since 1985 for Exit Planning, Estate and Gift Tax, Buy/Sell Agreements, Adequacy of Life Insurance, Economic Loss Analysis, Partner Disputes, Dissenting Shareholder Actions,...
Consolidated Consultants
Location:
Multiple Locations
Areas of Expertise:
Consolidated Consultants (CCc) continues to deliver high quality expert witness and medical expert witness referrals nationwide since 1995. CCc is the only referral service where you can view the full,...
Chris McConnell AIFA (Chris McConnell & Associates)
Location:
California
Areas of Expertise:
Chris McConnell AIFA® is an independent expert on the securities industry and fiduciary responsibility. He has over 31 years of experience. Since 2003 as an independent expert consultant, McConnell’s FiduciaryFORENSICS®...
Craig A Wolson (Craig A. Wolson, Esq.)
Location:
Connecticut and New York
Areas of Expertise:
Craig A. Wolson has practiced law for over 40 years, primarily in New York City. He specializes in finance (in particular, structured finance and securitizations), derivatives, securities and corporate...
William B Fairley (Analysis & Inference, Inc.)
Location:
Pennsylvania
Areas of Expertise:
Analysis & Inference, Inc. provides authoritative statistical and consulting services nationwide to corporations, government agencies, law firms, and other organizations.
Dr. Fairley is skilled at...
James A. DiGabriele (DiGabriele, McNulty, Campanella & Co., LLC)
Location:
New Jersey
Areas of Expertise:
Dr. DiGabriele is managing partner of DiGabriele, McNulty, Campanella & Co., LLC, Certified Public Accountants and Consultants. He has been actively engaged in the practice of public accounting for over...
Mason A. Dinehart III, RFC (Financial Education Network Development (FEND))
Location:
California
Areas of Expertise:
Mr. Dinehart, RFC is a FINRA Arbitrator and expert witness in securities arbitration and litigation. With over 40 years of industry experience, he has been a branch manager for 3 securities firms. With...
Charles Porten, CFA
Location:
Connecticut
Areas of Expertise:
Charles Porten is a Registered Investment Advisor, Chartered Financial Analyst and investment expert with more than 30 years of experience in portfolio management of trust and advisory accounts, brokerage...
W. Timothy Finn II (Financial Management Consulting Group)
Location:
Kentucky
Areas of Expertise:
Our years of experience, as bankers, as bank consultants, and as regulators provide valuable insight into case matters. We can assist both from the industry perspective, and from the regulatory perspective,...
Danny F Dukes, CPA, MBA, CFE (Danny F. Dukes and Associates, LLC)
Location:
Georgia
Areas of Expertise:
Danny F. Dukes and Associates, LLC is a forensic accounting firm that specializes in expert witness, business valuations and litigation support services. Our goal is to remove reasonable doubt whether...
Karen J. Orlin (Karen J. Orlin P.L.)
Location:
Florida and New York
Areas of Expertise:
Ms. Orlin is available to provide forensic consulting and litigation support to attorneys and law firms in corporate, limited liability company and not-for-profit entity governance, securities law, fiduciary...
William H Purcell (Investment Banking Expert Witness)
Location:
New Jersey
Areas of Expertise:
Based in Bedminster, New Jersey, William H. Purcell Consulting, Inc. provides expert witness testimony to attorneys and law firms nationwide in complex cases involving a wide range of investment banking...
Jules H. Kamin (ValuEconomics, Inc.)
Location:
California
Areas of Expertise:
Dr. Jules Kamin received his Ph.D. in business economics, finance and management science from the University of Chicago Graduate School of Business, rated #1. He is an expert on economic damages and...
Kerry G Campbell, CFA (Kerry Campbell LLC)
Location:
New York
Areas of Expertise:
Mr. Campbell has a broad and deep background in various dimensions of financial services, portfolio construction, investment management and risk management. He has worked as a Managing Director in investment...
Securities Expert Witnesses by State
Alaska, Alabama, Arkansas, Arizona, California, Colorado, Connecticut, District of Columbia, Delaware, Florida, Georgia, Hawaii, Iowa, Idaho, Illinois, Indiana, Kansas, Kentucky, Louisiana, Massachusetts, Maryland, Maine, Michigan, Minnesota, Missouri, Mississippi, Montana, North Carolina, North Dakota, Nebraska, New Hampshire, New Jersey, New Mexico, Nevada, New York, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Vermont, Washington, Wisconsin, West Virginia, Wyoming