Securities Expert Witnesses

Business, Financial & Marketing Expert Witness Listings

You will find securities expert witnesses consultants by clicking on one of the following categories. The experts found here may consult regarding 102(e) proceedings, asset-backed securities, and collateralized debt obligations. These professionals may provide reports on commodities, commodity futures, credit default swaps, and credit derivatives. They may also testify regarding debt securities, derivative instruments, divestitures, equity securities, fixed income securities, futures, hedge funds, investments, mortgage-backed securities, the NASD, stock options, preferred stock, public offerings, securities 10b5 actions, securities regulation, securities fraud, managed futures, structured finance, and surety bonds, as well as related topics.

You may limit your search for Securities expert witnesses to a specific area by selecting a state from the drop down box.

Expert Witnesses

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Featured Experts
Mark R Lee
Expert witness, legal consultant and arbitrator, Professor Mark R. Lee provides unmatched proficiency in antitrust, business organizations / corporate governance, and securities regulation. Since 2011 Lee has held the position of Professor-in-Residence... Learn More ›

William H Purcell (Investment Banking Expert Witness)
Based in Bedminster, New Jersey, William H. Purcell Consulting, Inc. provides expert witness testimony to attorneys and law firms nationwide in complex cases involving a wide range of investment banking and finance issues. William H. Purcell has over... Learn More ›

Kerry G Campbell, CFA®, CFP®, AIFA® (Kerry Campbell LLC)
Mr. Campbell has over 30 years of financial industry experience. He is the principal of a financial litigation and investment management consulting firm, Kerry Campbell LLC, where he serves as a financial expert witness during litigations and provides... Learn More ›
Consolidated Consultants
Location: Multiple Locations
Areas of Expertise: Consolidated Consultants (CCc) continues to deliver high quality expert witness and medical expert witness referrals nationwide since 1995. CCc is the only referral service where you can view the full,...
Glenn Bierman (Tycon Partners)
Location: Florida
Areas of Expertise: Capital Markets expert with over 30 years of experience as an Investment Banker, CEO & Director of public & private companies, and Telecommunications/Network Engineer. Hired by Private Equity, VC’s,...
Robert Bates, JD, CPA, CVA, CFE (HP Accounting)
Location: California
Areas of Expertise: Our esteemed CPA expert witness, Bob Bates is a CFE, CVA and CFO who has worked with various lawyers on over 50 cases in many states. He provides financial support for clients in litigation, or pre-litigation,...
MCS Associates  --  Experts & Consultants In Banking, Financial Services, Real Estate & Insurance
Location: California
Areas of Expertise: MCS Associates is a national consulting group with a special focus on Expert Witness and Litigation Consulting in banking, insurance, financial services, securities, real estate, economic & damages analysis,...
ForensisGroup, Inc. (The Expert of Experts)
Location: Multiple Locations
Areas of Expertise: For over 30 years, ForensisGroup has provided the nation’s top law firms, businesses, insurance companies, government entities with highly qualified expert witnesses and consultants. Experts referred by...
Steven Bankler, CPA, PFS, Cr.FA, CFF, CGMA
Location: Texas
Areas of Expertise: Certified in Financial Forensics – selected by the U.S. Senate as its only investigative accountant for Whitewater. Reviewed documents related to the audit of Swiss banks for holocaust victims’ assets....
J. Richard Claywell, CPA, ABV, ASA, CBA, ICVS, CVA, MAFF, CFD, ABAR, CVGA, MBV, ICVS-A
Location: Texas
Areas of Expertise: Preparation of valuation reports since 1985 for Exit Planning, Estate and Gift Tax, Buy/Sell Agreements, Adequacy of Life Insurance, Economic Loss Analysis, Partner Disputes, Dissenting Shareholder Actions,...
Barbara C Luna (White, Zuckerman, Warsavsky, Luna & Hunt)
Location: California
Areas of Expertise: Expert witness testimony in complex litigation involving business, real estate, personal injury, marital dissolution, liability issues, damage analysis of lost profits, unjust enrichment, reasonable royalties...
Roman Garagulagian (Forensic Economic Services LLC)
Location: California
Areas of Expertise: Roman Garagulagian is an Economist specializing in analytics and complex economic damages. He is experienced in applying economic theory, complex data, and quantitative methods to questions related to...
Thomas M. Neches, CPA (Thomas Neches & Company LLP)
Location: California
Areas of Expertise: Mr. Thomas Neches provides expert testimony, forensic accounting, business valuation and computer database analysis. Mr. Neches areas of expertise are: Expert Testimony Forensic Accounting Business...
JULES H KAMIN (ValuEconomics, Inc.)
Location: California
Areas of Expertise: Dr. Jules Kamin received his Ph.D. in business economics, finance and management science from the University of Chicago Graduate School of Business, rated #1. He is an expert on economic damages. He...
Shelley L Boyce, CFP®, AIF®, CPWA® (Financial Planning Solutions, Inc.)
Location: California
Areas of Expertise: With over thirty-five years of experience in the insurance and investment advisory industry managing individual and small business assets, Ms. Boyce applies her extensive knowledge towards litigation support...
Lawrence H. Jacobson ( A Professional Corporation)
Location: California
Areas of Expertise: Mr. Jacobson offers an impressive record of success as an expert witness in real estate, business and finance. Included among the numerous cases in which he has testified as an expert witness are disputes...
Paul Sibenik (Cryptoforensic Investigators)
Location: Pennsylvania
Areas of Expertise: Paul Sibenik is a blockchain forensics and cryptocurrency tracing expert. He frequently conducts investigations in a range of niches, including cryptocurrency hacks, exploits, vulnerabilities, thefts,...
Gary Greenfield (Litigation Cost Management)
Location: California
Areas of Expertise: Litigation Cost Management (LCM) provides expert legal fee analysis for both clients and law firms across all areas of civil litigation, including patent and other intellectual property, bankruptcy and...
Chris McConnell AIFA (Chris McConnell & Associates)
Location: California
Areas of Expertise: Chris McConnell AIFA® is an independent expert whose portfolio includes but is not limited to the securities, banking and financial services industry regulatory and internal compliance, custom and practice,...
Thomas G. Taliaferro, CIMA®, AIF® (Securities Expert Witness)
Location: California
Areas of Expertise: A financial advisor and portfolio manager for more than thirty years working extensively with high net worth and ultra-high net worth investors. In addition to managing a branch complex of 55 financial...
Securities FAQs

What is a securities expert witness?

A securities expert witness is someone who is an expert in the field of securities, investments, and financial markets. They are often called upon to testify in court cases involving brokerages, trading, and commodities.

What is the role of a securities expert witness?

A securities expert witness applies their knowledge of investments, financial markets, and securities law to provide professional testimony and opinion on issues related to securities trading, regulation, and compliance.

How much can a person make as a securities expert witness?

Securities expert witnesses can earn anywhere from $200 to $450 or more per hour depending on the situation. The exact fee is decided upon by both the retaining attorney and the expert.

What are the qualifications of a securities expert witness?

Securities expert witnesses should have experience in securities trading, broker-dealer practices, and investment advisory services.

In legal proceedings, how is evidence gathered by a securities expert witness?

A securities expert witness gathers evidence through various methods such as reviewing financial documents, conducting interviews, analyzing market trends, and providing expert opinions based on their knowledge and experience in the field.

What type of cases involve the testimony of a securities expert witness?

Securities expert witnesses are typically called upon in cases involving securities fraud, insider trading, market manipulation, breach of fiduciary duty, and other complex financial matters related to the securities industry.