Securities Expert Witnesses
Business, Financial & Marketing Expert Witness Listings
You will find securities expert witnesses consultants by clicking on one of the following categories. The experts found here may consult regarding 102(e) proceedings, asset-backed securities, and collateralized debt obligations. These professionals may provide reports on commodities, commodity futures, credit default swaps, and credit derivatives. They may also testify regarding debt securities, derivative instruments, divestitures, equity securities, fixed income securities, futures, hedge funds, investments, mortgage-backed securities, the NASD, stock options, preferred stock, public offerings, securities 10b5 actions, securities regulation, securities fraud, managed futures, structured finance, and surety bonds, as well as related topics.
You may limit your search for Securities expert witnesses to a specific area by selecting a state from the drop down box.
Expert Witnesses
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Featured Experts
Areas of expertise include Broker/Customer disputes--stocks and bonds; options, commodity futures and currency trading; derivatives including swaps; limited partnerships, hedge funds and managed futures, e.g., suitability, churning, unauthorized trading,...
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Dr. Roper is an experienced expert witness with significant testimony experience in high stakes litigation. He has been retained by numerous AmLaw100 clients.
Dr. Roper is an expert in the fields of securities markets and valuation, asset management,...
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Expert witness testimony in complex litigation involving business, real estate, personal injury, marital dissolution, liability issues, damage analysis of lost profits, unjust enrichment, reasonable royalties and lost earnings, valuations, and fraud investigation....
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Based in Bedminster, New Jersey, William H. Purcell Consulting, Inc. provides expert witness testimony to attorneys and law firms nationwide in complex cases involving a wide range of investment banking and finance issues.
William H. Purcell has over...
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Mr. Campbell has over 30 years of financial industry experience. He is the principal of a financial litigation and investment management consulting firm, Kerry Campbell LLC, where he serves as a financial expert witness during litigations and provides...
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Location:
Multiple Locations
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For over 20 years, ForensisGroup has provided the nation’s top law firms, insurance agencies, government entities and many other industries with highly qualified expert witnesses and consultants. Experts...
Location:
Pennsylvania
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Mark K. Altschuler, M.S., is President of Pension Analysis Consultants Inc., of Elkins Park, PA. Mr. Altschuler has prepared over twelve thousand marital pension valuations and draft QDRO's for counsel,...
Location:
Texas
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Preparation of valuation reports since 1985 for Exit Planning, Estate and Gift Tax, Buy/Sell Agreements, Adequacy of Life Insurance, Economic Loss Analysis, Partner Disputes, Dissenting Shareholder Actions,...
Location:
Puerto Rico
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Over $25 billion in transactional experience including advising the Government of Puerto Rico on the largest ever municipal debt restructuring in US history. Participated actively in pivotal matters of...
Location:
Colorado
Areas of Expertise:
• Fiduciary duties and responsibilities associated with the management of investment portfolios in trusts and estates, retirement plans, individual investor portfolios and foundations
• Experience includes...
Location:
Texas
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Certified in Financial Forensics – selected by the U.S. Senate as its only investigative accountant for Whitewater. Reviewed documents related to the audit of Swiss banks for holocaust victims’ assets....
Location:
California
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Chris McConnell AIFA® is an independent expert whose portfolio includes but is not limited to the securities, banking and financial services industry regulatory and internal compliance, custom and practice,...
Location:
North Carolina
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Trust and estate administration litigation consulting and expert witness services. Issues addressed include trust mismanagement, income and remainder beneficiary rights, trust investments, regulatory compliance...
Location:
California
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Mr. Thomas Neches provides expert testimony, forensic accounting, business valuation and computer database analysis.
Mr. Neches areas of expertise are:
Expert Testimony
Forensic Accounting
Business...
Location:
Florida
Areas of Expertise:
Banking and financial services expert witness and litigation consultant focused on fiduciary issues, investment suitability, due diligence, trustee fee determination and duty of impartiality, lending practices...
Location:
Florida
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Mr. Lovely, J.D., M.B.A.- Finance, B.B.A.- Finance, provides expert witness and consulting services nationwide to clients and law firms involved in disputes or litigation relating to: derivatives (e.g.,...
Location:
California
Areas of Expertise:
Litigation Cost Management (LCM) provides expert legal fee analysis for both clients and law firms across all areas of civil litigation, including patent and other intellectual property, bankruptcy and...
Location:
Alaska
Areas of Expertise:
Vahick Aram Yedgarian, Ph.D. (dba Regency Financial Group) is a fee-only Registered Investment Advisor (RIA) | Fiduciary Advisor | Certified Financial Planner (CFP®) | Asset Manager | Investment Manager...
Location:
California
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MCS Associates is a national consulting group with a special focus on Expert Witness and Litigation Consulting in banking, insurance, financial services, securities, real estate, economic & damages analysis,...
Location:
Kentucky
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Our years of experience, as bankers, as bank consultants, and as regulators provide valuable insight into case matters. We can assist both from the industry perspective, and from the regulatory perspective,...
Location:
Multiple Locations
Areas of Expertise:
Consolidated Consultants (CCc) continues to deliver high quality expert witness and medical expert witness referrals nationwide since 1995. CCc is the only referral service where you can view the full,...
Location:
New York
Areas of Expertise:
SEDA Experts have over 30 years of industry experience as executives at leading financial institutions (including Bear Stearns, Goldman Sachs, Morgan Stanley, Lehman Brothers), and as former directors...
Location:
California
Areas of Expertise:
Our esteemed CPA expert witness, Bob Bates is a CFE, CVA and CFO who has worked with various lawyers on over 50 cases in many states. He provides financial support for clients in litigation, or pre-litigation,...
Location:
California
Areas of Expertise:
Mr. Jacobson offers an impressive record of success as an expert witness in real estate, business and finance.
Included among the numerous cases in which he has testified as an expert witness are disputes...
Location:
California
Areas of Expertise:
With over thirty years of experience in the insurance and investment advisory industry managing individual and small business assets, Ms. Boyce applies her extensive knowledge towards litigation support...
Location:
New York
Areas of Expertise:
Don May is a former MIT professor and Managing Partner at DMA Economics LLC and possesses over 30 years’ experience in consulting, valuation and litigation support as well as researching, publishing and...
Location:
California
Areas of Expertise:
A financial advisor and portfolio manager for more than thirty years working extensively with high net worth and ultra-high net worth investors. In addition to managing a branch complex of 55 financial...
Location:
California
Areas of Expertise:
Dr. Jules Kamin received his Ph.D. in business economics, finance and management science from the University of Chicago Graduate School of Business, rated #1. He is an expert on economic damages and...
Location:
Colorado
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Peters and Associates, LLC provides expert witness services for over 20 years in securities fraud, hedge funds, antitrust, financial analysis and economic damages. Dr. Carl Peters is a former holder of...
Location:
Pennsylvania
Areas of Expertise:
CipherBlade is a team of experienced and credentialed experts and investigators for all matters involving cryptocurrency, bitcoin and blockchain technology. We are available to testify, audit, track, investigate...
Securities Expert Witnesses by State
Alaska, Alabama, Arkansas, Arizona, California, Colorado, Connecticut, District of Columbia, Delaware, Florida, Georgia, Hawaii, Iowa, Idaho, Illinois, Indiana, Kansas, Kentucky, Louisiana, Massachusetts, Maryland, Maine, Michigan, Minnesota, Missouri, Mississippi, Montana, North Carolina, North Dakota, Nebraska, New Hampshire, New Jersey, New Mexico, Nevada, New York, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Vermont, Washington, Wisconsin, West Virginia, Wyoming