Kerry G Campbell, CFA®, CFP®, AIFA®

Kerry G Campbell, CFA®, CFP®, AIFA®

Kerry Campbell LLC
38 Benedict Avenue
Staten Island , NY 10314
Office: 718-273-4905

Introduction

Mr. Campbell has over 30 years of financial industry experience. He is the principal of a financial litigation and investment management consulting firm, Kerry Campbell LLC, where he serves as a financial expert witness during litigations and provides consulting services to financial institutions and investors.

He has worked in investment research and portfolio construction, as a Managing Director at Arden Asset Management, and as a Senior Vice President at Guggenheim Partners. He has worked in prime broker risk management as a Managing Director at Bear Stearns. Prior to that he worked as a commissioned registered representative, a funding officer and as a credit analyst/loan officer.

Mr. Campbell received a Masters of Business Administration in Finance from the University of Chicago Booth Graduate School of Business and a Bachelor of Science in Finance Summa Cum Laude from Fordham University Gabelli School of Business.

He is an Approved FINRA Dispute Resolution Arbitrator, a Chartered Financial Analyst®, a CERTIFIED FINANCIAL PLANNER™, an Accredited Investment Fiduciary Analyst™ and a Securities Experts Roundtable Member. He has held the following licenses: Series 7 – General Securities Representative, Series 55 – Equity Trader Representative, Series 63 – New York Uniform Agent and Series 65 – Uniform Investment Advisor.

Mr. Campbell has served as a financial expert witness on behalf of defendants and plaintiffs in arbitrations and litigations. He has been retained by institutional investors, high net worth investors and large global diversified financial institutions.

Specialty focus includes:

FINRA Expert, Fiduciary Duty, Damage Calculations, Well-Managed Account, Mutual Funds, Exchange Traded Funds, Investment Manager Due Diligence, Suitability, Uniform Prudent Investor, Trading Analysis, Financial Planning, Portfolio Management, Hedge Funds, Mutual Funds, Fiduciary Best Practices.

He can be contacted at: kerry@kerrycampbell.net


Areas of Expertise

  • Annuities
  • Arbitration & Mediation
  • ERISA
  • Finance
  • Financial Planning
  • Life Insurance
  • Litigation Finance
  • Pensions
  • Securities
  • Stocks & Bonds
  • Trusts & Estates
  • White Collar Crime

Expert Background

Q: Please list your professional accreditations, degrees, licenses, and certificates granted:
A: Education:
MBA Finance University of Chicago Booth School of Business
BS Finance Summa Cum Laude Fordham University Gabelli School of Business

Chartered Financial Analyst®
CERTIFIED FINANCIAL PLANNER™
Accredited Investment Fiduciary Analyst™

He has held the following licenses: Series 7 - General Securities Representative, Series 55 - Equity Trader Representative, Series 63 - New York Uniform Agent and Series 65 - Uniform Investment Advisor.

Q: What services do you offer? (E.g.: consulting, testing, reports, site inspections etc.)
A: Case Evaluation, Consulting, Discovery Recommendations, Expert Reports, Testifying.

References

References upon request.