
Jeb Wildschut,CFP®,CFE,®
Castle Rock, CO 80109
Mr. Wildschut is a seasoned financial expert and compliance consultant with extensive experience advising organizations on regulatory compliance, financial investigations, securities practices, and portfolio management. Specializing in SEC and FINRA regulations, he has a proven track record of helping clients navigate complex financial landscapes, identify risks, and implement robust compliance strategies. He has over 20 years of experience analyzing complex securities and investment transactions.
Jeb has completed 150 investment advisor exams and lead 75+ examinations, contributing to eight enforcement referrals with millions in recoveries. Jeb provides securities consulting and expert witness services to law firms, financial institutions and investors. As a consultant, Jeb brings a wealth of knowledge in financial regulations, risk mitigation strategies, and audit procedures. Jeb has 24+ years of experience in the financial services industry with securities, investments, retirement plans, and insurance and in a professional capacity as a registered representative, financial advisor, and investment fiduciary.
- Financial Planning
- Fraud Investigation
- Securities
- White Collar Crime
Available Upon Request