Prof. Max Holmes
Useful LLC
46 Milbank Ave
Greenwich, CT 06830
Greenwich, CT 06830
Office: 203-302-1750
Introduction
Max Holmes has over 40 years of experience as a portfolio manager, research analyst, board member, lawyer, NYU Professor and expert witness. Max Holmes has been an Expert Witness in various Federal & State Cases including Jury Trials / AAA, FINRA, ICDR & JAMS Arbitrations / Mediations. Since 1993, Max Holmes has been an Adjunct Professor of Finance at the Stern Graduate School of Business at New York University, teaching "Bankruptcy and Reorganization."
Areas of Expertise
- Antitrust
- Banking
- Bankruptcy
- Business Valuation
- Corporate Governance
- Cryptocurrency
- Fraud Investigation
- Investment Banking
- Mergers & Acquisitions
- Stocks & Bonds
Expert Background
- Q: Please list your professional accreditations, degrees, licenses, and certificates granted:
- A: Texas Bar 1984 / New York Bar 1985 / District of Columbia Bar 2025
SEC (RIA and ERISA QPAM) / FINRA (Series 3, 7, 9, 10, 16, 24, 56 and 63)
Federal Reserve / FDIC / Mortgage Banking / Insurance / FERC / ISO Power Plant Ownership
Gaming in Nevada / New York / British Columbia - Q: Please list any teaching or speaking experience you have had, including subject matter:
- A: Adjunct Professor, Stern Graduate School of Business, New York University, New York, NY (1993 – Present)
Courses: Bankruptcy and Reorganization; Evolution of the High Yield Bond Market
Senior Lecturer, University of Texas at Austin Graduate School of Business, Austin, TX (1989 – 1990)
Courses: Dealmaking 101; Leveraged Buyouts and High Yield Bond Market; Commercial Banking; Integrative Finance
- Q: Have any of your accreditations ever been investigated, suspended or removed? (if yes, explain)
- A: No.
- Q: On how many occasions have you been retained as an expert?
- A: 20+
- Q: For what area(s) of expertise have you been retained as an expert?
- A: Damages; Customs and Practices
- Q: In what percentage of your cases were you retained by the plaintiff?
- A: 50%
- Q: In what percentage of your cases were you retained by the defendant?
- A: 50%
- Q: On how many occasions have you had your deposition taken?
- A: 10+
- Q: When was the last time you had your deposition taken?
- A: This year
- Q: On how many occasions have you been qualified by a court to give expert testimony?
- A: 10+
- Q: On how many occasions have you testified as an expert in court or before an arbitrator?
- A: 10+
- Q: For how many years have you worked with the legal industry as an expert?
- A: 25+
- Q: What services do you offer? (E.g.: consulting, testing, reports, site inspections etc.)
- A: Expert Reports; Testimony; Consulting
References
Available Upon Request