Thomas G. Taliaferro, CIMA®, AIF®

Thomas G. Taliaferro, CIMA®, AIF®

Securities Expert Witness
2907 Shelter Island Dr, #105
San Diego , CA 92106
Mobile: 805-689-4936
Office: 619-780-8049

Introduction

A financial advisor and portfolio manager for more than thirty years working extensively with high net worth and ultra-high net worth investors. In addition to managing a branch complex of 55 financial advisors, Taliaferro served as a Senior Vice President for both Morgan Stanley and Wells Fargo Advisors. Expert witness experience includes AAA, FINRA, and Superior Courts.

Registered Representative Abuse of Discretion
Broker-Dealer Supervision
Breach of Fiduciary Duty
Fiduciary Standard of Care for Financial Advisors
Financial Advisor Misrepresentation
Exchange-traded Fund (ETF) Suitability
Corporate Bonds
Hedge Funds
Suitability of Asset Allocation
Ponzi Schemes
Registered Investment Advisor (RIA) Regulations


Areas of Expertise

  • Finance
  • Financial Planning
  • Securities
  • Stocks & Bonds

References

Available Upon Request