Stocks & Bonds Expert Witnesses
Business, Financial & Marketing Expert Witness Listings
Areas of expertise include Broker/Customer disputes--stocks and bonds; options, commodity futures and currency trading; derivatives including swaps; limited partnerships, hedge funds and managed futures, e.g., suitability, churning, unauthorized...
Retired in August of 2000 after 41 years at Merrill Lynch. Began as financial consultant and managed offices in Manhattan, Phoenix, and Beverly Hills. Also served as regional Sales Manager for New York, New Jersey, and Connecticut. Have extensive...
25 years experience; Accredited Investment Fiduciary Auditor; any investment, account or asset may require Fiduciary Standard of Care. NASD Rule 2310, NYSE Rule 405; Trusts; ERISA Pension, Profit Sharing, 401k, 403b plans; Non Profits, Foundations,...
Location: Connecticut
Areas of Expertise: Dr. Mangiero provides investment risk and valuation consulting for pension trustees, regulators, audit and compliance firms, hedge fund professionals, and attorneys. She also provides a variety of litigation support services such as rebuttal...Locations: Florida and Michigan
Areas of Expertise: Mr. Peter Burgher has extensive background in IRC Subchapter C, merger, and acquisitions, venture capital and business finance. Mr. Burgher's areas of expertise include Accounting matters, Audit failures, Cost determination, Insurance claims,...Location: California
Areas of Expertise: David Ostrove is president of David Ostrove, a Professional Corporation. He has been an expert witness since 1957; Professor Of Law And Accounting, at Southwestern University School Of Law, in Los Angeles, for the past 38 years; Certified Specialist...Location: California
Areas of Expertise: Dr. Jules Kamin received his Ph.D. in business economics, finance and management science from the University of Chicago Graduate School of Business, rated #1. He is an expert on economic damages and economic/financial aspects of liability. He brings...Location: Tennessee
Areas of Expertise: W. James (Jim) Lloyd, CPA/ABV, ASA, CBA, CFE is the Managing Director of ValuePoint Consulting Group, LLC, a valuation and litigation consulting firm based in Knoxville, Tennessee. Mr. Lloyd provides business valuation, economic damages analysis, and...Location: Georgia
Areas of Expertise: HLB Gross Collins, P.C., is an independent consulting firm providing litigation support regarding losses encountered by individuals and companies. Our technical staff consists of well-trained professionals with many years of experience. All have...Location: California
Areas of Expertise: Robert Doty has been involved in the finance industry as a financial and legal expert for more than 35 years. As President of American Governmental Financial Services Company (AGFS), he is a financial advisor to municipal securities issuers, and is a...Location: Massachusetts
Areas of Expertise: SURETY & Insurance professional, educator, and consultant. Mr. Larrick's 41 year insurance career features senior management and officer positions in claims, underwriting, policy drafting, insurance broking, consulting, agency & TPA management,...Location: California
Areas of Expertise: Over 25 Years Experience Handling Complex Financial Issues Extensive education, teaching (including securities, insurance and real estate licenses) and real life experience in all areas of financial planning with expert witness work covering...Location: Florida
Areas of Expertise: Ron Worst provides over 13 years of experience as a Security Expert & Fraud Examiner to both Plaintff (50%) and Defense (50%) attorneys. He has offices in Orlando, Tampa, Miami, Ft. Lauderdale, and Jacksonville, Florida. In addition, he provides...Location: Massachusetts
Areas of Expertise: Dr. Jennings is an experienced economic consultant and expert witness with a B.A. in economics (magna cum laude) from Harvard College and an M.A. and Ph.D. in economics from Stanford University. His experience includes academic teaching and research...Locations: Multiple Locations
Areas of Expertise: ForensisGroup has hundreds of forensic experts with thousands of areas of expertise to refer for your consideration as expert witnesses, consultants, and investigators. Our experts routinely perform accident reconstruction, structural and failure...Location: Illinois
Areas of Expertise: I regularly consult in connection with antitrust, corporate, business organization, and securities regulation matters. I also serve as an arbitrator for the American Arbitration Association, the National Association of Securities Dealers, and the New...Location: Texas
Areas of Expertise: Preparation of valuation reports since 1985 for Exit Planning, Estate & Gift Tax, Buy/Sell Agreements, Adequacy of Life Insurance, Economic Loss Analysis, Partner Disputes, Dissenting Shareholder Actions, Disruption of Business & chief...Location: Colorado
Areas of Expertise: Served as an expert on lawsuits concerning valuation of employee stock option plans, valuation of private corporation, corporate governance, efficiency of the market in which internet stocks have traded, and impact of litigation on corporate value....Location: Washington
Areas of Expertise: Internationally-recognized expert in executive compensation, stock-based compensation, and all aspects of employee compensation. Litigation expertise in employment contracts, disputes regarding stock options, restricted stock, phantom stock, profit...Location: Kentucky
Areas of Expertise: Our years of experience, as bankers, as bank consultants, and as regulators provide valuable insight into case matters. We can assist both from the industry perspective, and from the regulatory perspective, offering a comprehensive assessment and...Location: Colorado
Areas of Expertise: Meyer M. Saltzman is a Denver native and a graduate of the University of Denver. The firm founded by Mr. Saltzman in 1976, through merger and internal growth, currently consists of five partners, three managers and twenty-four staff members. Mr....Location: California
Areas of Expertise: Robert Trout is a financial economist with over 25 years of experience in providing economic, financial and statistical consulting services to clients. Dr. Trout has testified in federal and state courts and before federal and state regulatory...Location: Massachusetts
Areas of Expertise: Dan Candura and PennyTree Advisers provide financial education and counseling to employees in workplace settings, personal financial planning and forensic financial analysis for consumers and litigation support services for attorneys. Dan Candura...Location: Maryland
Areas of Expertise: I am an executive in the financial services industry with expertise in investment banking and investment management. My sub-specialty is investment banking transactions for investment management/investment advisory companies. I also have expertise in...Location: New Jersey
Areas of Expertise: Mr. DiGabriele is managing partner of DiGabriele, McNulty & Co., LLC, Certified Public Accountants and Consultants. He has been actively engaged in the practice of public accounting for over 10 years and has practiced in the areas of accounting...Location: Connecticut
Areas of Expertise: Mr. Zask has more than 25 years of experience in the financial securities industry working with banks, brokers, hedge funds, investment advisors and fund managers. He has taught at Yale, Princeton and Carnegie Mellon business schools. Mr. Zask has...Location: California
Areas of Expertise: Mr. Dinehart, RFC is an NASD Arbitrator and expert witness in securities arbitration and litigation. With nearly four decades of industry experience, he has been a branch manager for 3 securities firms. With over 600 retentions, he has testified in...Location: California
Areas of Expertise: Paul F. Meyer LLC provides litigation support and expert testimony for cases heard in NASD arbitration proceedings, state and federal courts, and before private arbitration forums. Mr. Meyer has 26 years of experience in the retail securities...Location: Texas
Areas of Expertise: Mr. Crawford has had involvement with over $6 billion in real estate transactions in his 30-year career, involving all property types, in twenty states in the U.S. With expertise in commercial real estate lending, workouts, and damages, he addresses...Location: California
Areas of Expertise: MCS Associates is a national consulting group with a special focus on Expert Witness and Litigation Consulting in banking, insurance, financial services, securities, real estate, economic & damages analysis, and forensic accounting. The firm has...Location: California
Areas of Expertise: Mae Lon Ding, President of Personnel Systems Associates, provides expert witness and consulting services in the areas of lost wages and benefits, employability analysis, mitigation of lost wages and benefits, employee and executive compensation,...Location: Nevada
Areas of Expertise: Greg Wood's securities industry experience spans more than 35 years. His business, Securities Litigation Support, LLC, provides a full range of services for securities attorneys and their clients. These services include: Securities Case Evaluation...Location: Texas
Areas of Expertise: McElroy Consulting and Litigation Services is headed by Mr. Pat McElroy, Jr. who has more than 30 years experience in the banking industry and has provided expert witness testimony in various civil, criminal, and bankruptcy proceedings throughout the...Location: Illinois
Areas of Expertise: Roger J. Grabowski, ASA, is a Managing Director of Duff & Phelps, LLC. He was formerly a Managing Director of Standard & Poor’s Corporate Value Consulting practice and before that a partner of PricewaterhouseCoopers LLP and one of its predecessor...Location: Illinois
Areas of Expertise: Jason Almiro is a director in the FTI Forensic and Litigation Consulting practice and is based in Chicago. Mr. Almiro has over 10 years of experience providing financial valuation services to healthy and financially distressed companies in the...Location: New Jersey
Areas of Expertise: Steve Pomerantz LLC provides litigation support on cases involving: - Securities and investment related damages - Investment performance and suitability - Options and derivative valuation - Asset allocation analysis - Event studies Steve Pomerantz...Location: Illinois
Areas of Expertise: Mr. Bart brings over 18 years experience directing litigation support and expert witness services regarding business valuation, corporate finance, business reorganization, forensic accounting investigation, corporate governance and operational...Location: North Carolina
Areas of Expertise: Trust and estate administration litigation consulting and expert witness services. Issues addressed include trust mismanagement, income and remainder beneficiary rights, trust investments, regulatory compliance and breach of fiduciary...Location: Florida
Areas of Expertise: Michaelson & Co., P.A. is a specialty firm that handles the forensic accounting needs of law firms and businesses. The Firm handles criminal financial investigations, including money laundering and financial schemes, civil and personal damage...Location: Texas
Areas of Expertise: • 39+ yrs management for financial & mortgage institutions. • 35+ yrs lending with loan funding experience 10+ billion. • 18+ yrs President, CEO &/or Director. • Officer, CEO, Director &/or Owner of 10 businesses...Location: New Jersey
Areas of Expertise: Mr. Onefater, CPA, has worked in the investment management industry his entire career in various roles including as a Chief Executive, Chief Financial and a Chief Operating Officer for a $19 billion investment management firm. He was a National Hedge...Location: Michigan
Areas of Expertise: Gannon Group, PC is a business & real estate valuation and consulting firm serving the midwest. Kern G. Slucter, MAI, ASA, a principal of the firm, has over 30 years of experience in appraisal, consulting and general real estate services. Mr. Slucter...Location: California
Areas of Expertise: Mr. Neches areas of expertise are: Expert Testimony Forensic Accounting Business Valuation Computer Database Analysis Certified Public Accountant Certified Valuation Analyst Certified Fraud Examiner Accredited in Business Valuation Damages Lost...Location: New York
Areas of Expertise: Expert Witness in Financial Services Litigations; NASD Arbitrations; Extensive knowledge of People Process, and Technology in Financial Institutions; Detailed understanding of Investment Management; Expert in all aspects of Financial Risk Management...Location: California
Areas of Expertise: Spreadsheet Consulting, Inc. is an independent, nationwide consulting firm providing specialized expert litigation support regarding finance, tax and business valuation. We have particular expertise in the review of financial spreadsheets and in the...Location: California
Areas of Expertise: Created a CPA professional corporation specializing in serving the entertainment and media industry on an international basis including forensic accounting, income taxation,economic damage analysis, management consulting, special audits, and expert...Location: California
Areas of Expertise: Mr. Jacobson offers an impressive record of success as an expert witness in real estate, business and finance. Included among the numerous cases in which he has testified as an expert witness are disputes over the interpretation of real estate...Location: Maryland
Areas of Expertise: Mr. Burt has broad, expert knowledge of the building sciences and trades specifically, mechanical, electrical, plumbing systems and service, general construction and site utilities as well as building envelopes and mold remediation. He is a trained...Location: New York
Areas of Expertise: Mr. Ober is an Accredited Investment Fiduciary Auditor, with experience as an expert witness and consultant in customer/broker-dealer disputes, fiduciary duties, selling away, 10b-5, due diligence, suitability, duty of care, partnerships and damage...Location: South Carolina
Areas of Expertise: David L. Cargile is a seasoned executive with more than 30 years experience in insurance and reinsurance. His background includes five years as the Chairman, President and CEO of a NYSE listed insurance holding company, and seven years as the...Stocks & Bonds Expert Witnesses by State
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