Stocks & Bonds Expert Witnesses
Business, Financial & Marketing Expert Witness Listings
Areas of expertise include Broker/Customer disputes--stocks and bonds; options, commodity futures and currency trading; derivatives including swaps; limited partnerships, hedge funds and managed futures, e.g., suitability, churning, unauthorized...
Retired in August of 2000 after 41 years at Merrill Lynch. Began as financial consultant and managed offices in Manhattan, Phoenix, and Beverly Hills. Also served as regional Sales Manager for New York, New Jersey, and Connecticut. Have extensive...
It's not just about products; it's process that counts. Prudence begins before the first dollar gets invested; awareness and understanding is essential; due diligence, care and monitoring does not end simply because one signed an account agreement....
Location: California
Areas of Expertise: Mr. Neches areas of expertise are: Expert Testimony Forensic Accounting Business Valuation Computer Database Analysis Certified Public Accountant Certified Valuation Analyst Certified Fraud Examiner Accredited in Business Valuation Damages Lost...Location: Texas
Areas of Expertise: Preparation of valuation reports since 1985 for Exit Planning, Estate & Gift Tax, Buy/Sell Agreements, Adequacy of Life Insurance, Economic Loss Analysis, Partner Disputes, Dissenting Shareholder Actions, Disruption of Business & chief...Location: Tennessee
Areas of Expertise: W. James (Jim) Lloyd is a Shareholder and valuation services practice leader at Pershing Yoakley & Associates, P.C., a certified public accounting and consulting firm based in Knoxville, Tennessee. Mr. Lloyd provides business valuation, economic...Location: West Virginia
Areas of Expertise: Professor Abbott received his M.B.A. (Finance) at Virginia Polytechnic Institute and State University (VPI), Blacksburg, VA, in 1984, followed by a Ph.D. in finance, also at VPI, in 1987. His Ph.D. dissertation title was "The valuation effects of tax...Location: New Hampshire
Areas of Expertise: 42 years in the securities industry. Experienced financial principal, chief compliance officer, options principal, investment management consultant, managing stockholder, venture capital, private placements, limited partnerships, mutual funds, and...Location: Louisiana
Areas of Expertise: Over 39 years successful accounting and business experience, Certified Public Accountant; Certified Fraud Examiner; Certified in Financial Forensics; Extensive testifying in federal and state courts for leading national law firms and Fortune 500...Location: California
Areas of Expertise: Mr. Dinehart, RFC is an NASD Arbitrator and expert witness in securities arbitration and litigation. With nearly four decades of industry experience, he has been a branch manager for 3 securities firms. With over 600 retentions, he has testified in...Location: Texas
Areas of Expertise: • 39+ yrs management for financial & mortgage institutions. • 35+ yrs lending with loan funding experience 10+ billion. • 18+ yrs President, CEO &/or Director. • Officer, CEO, Director &/or Owner of 10 businesses...Location: California
Areas of Expertise: Mae Lon Ding, President of Personnel Systems Associates, provides expert witness and consulting services in the areas of lost wages and benefits, employability analysis, mitigation of lost wages and benefits, employee and executive compensation,...Location: California
Areas of Expertise: Mr. Jacobson offers an impressive record of success as an expert witness in real estate, business and finance. Included among the numerous cases in which he has testified as an expert witness are disputes over the interpretation of real estate...Locations: Multiple Locations
Areas of Expertise: ForensisGroup, Inc. is a multi-disciplined expert resource group uniquely structured to provide you with high quality experts as expeditiously as possible. It is your ultimate source of experts since 1991! Thousands of our clients have gained the...Location: Nevada
Areas of Expertise: Greg Wood, an articulate securities expert witness, combines 35 years as a securities industry professional with five years of litigation consulting to help clients succeed in arbitration or court. His business, Securities Litigation Support, LLC,...Location: North Carolina
Areas of Expertise: Trust and estate administration litigation consulting and expert witness services. Issues addressed include trust mismanagement, income and remainder beneficiary rights, trust investments, regulatory compliance and breach of fiduciary...Location: Kentucky
Areas of Expertise: Our years of experience, as bankers, as bank consultants, and as regulators provide valuable insight into case matters. We can assist both from the industry perspective, and from the regulatory perspective, offering a comprehensive assessment and...Location: California
Areas of Expertise: David Ostrove, attorney-CPA-Educator, is president of David Ostrove, a Professional Corporation. He has been an expert witness since 1957; Professor Of Law And Accounting, at Southwestern University School Of Law, in Los Angeles, for the past 38...Location: California
Areas of Expertise: Created a CPA professional corporation specializing in serving the entertainment and media industry on an international basis including forensic accounting, income taxation,economic damage analysis, management consulting, special audits, and expert...Location: Texas
Areas of Expertise: McElroy Consulting and Litigation Services is headed by Mr. Pat McElroy, Jr. who has more than 30 years experience in the banking industry and has provided expert witness testimony in various civil, criminal, and bankruptcy proceedings throughout the...Location: Massachusetts
Areas of Expertise: Insurance, surety, and financial guarantee professional, educator and expert witness. Mr. Larrick's 40 year career features senior management and officer positions in CLAIMS AND UNDERWRITING, policy drafting, insurance broking, consulting, agency &...Location: Maryland
Areas of Expertise: Mr. Burt has broad, expert knowledge of the building sciences and trades specifically, mechanical, electrical, plumbing systems and service, general construction and site utilities as well as building envelopes and mold remediation. He is a trained...Location: Washington
Areas of Expertise: Internationally-recognized expert in executive compensation, stock-based compensation, and all aspects of employee compensation. Litigation expertise in employment contracts, disputes regarding stock options, restricted stock, phantom stock, profit...Location: New York
Areas of Expertise: Mr. Ober (CFE and AIFA) is an expert on suitability, due diligence, fraud, fiduciary matters, private placements, selling away, Internal Revenue Code Section 165, and damage calculations. He has provided assistance in over 150 cases, representing...Location: Colorado
Areas of Expertise: Dr. Bhagat is a nationally recognized expert on lawsuits concerning § Damages in securities class action litigation, § Governance aspects of the subprime crisis, § Valuation of private corporations, § Event studies, §...Location: Texas
Areas of Expertise: Certified in Financial Forensics – selected by the U.S. Senate as its only investigative accountant for Whitewater. Reviewed documents related to the audit of Swiss banks for holocaust victims’ assets. Accounting Expert Witness since 1994....Location: California
Areas of Expertise: Robert Trout is a financial economist with over 30 years of experience in providing economic, financial and statistical consulting services to clients. Dr. Trout has testified in federal and state courts and before federal and state regulatory...Location: New Jersey
Areas of Expertise: Steve Pomerantz LLC provides litigation support on cases involving: - Securities and investment related damages - Investment performance and suitability - Options and derivative valuation - Asset allocation analysis - Event studies - Investment...Location: Florida
Areas of Expertise: Michaelson & Co., P.A. is a specialty firm that handles the forensic accounting needs of law firms and businesses. The Firm handles criminal financial investigations, including money laundering and financial schemes, civil and personal damage...Location: Illinois
Areas of Expertise: Roger J. Grabowski, ASA, is a Managing Director of Duff & Phelps, LLC. He was formerly a Managing Director of Standard & Poor’s Corporate Value Consulting practice and before that a partner of PricewaterhouseCoopers LLP and one of its predecessor...Location: South Carolina
Areas of Expertise: David L. Cargile is a seasoned executive with more than 30 years experience in insurance and reinsurance. His background includes five years as the Chairman, President and CEO of a NYSE listed insurance holding company, and seven years as the...Location: New York
Areas of Expertise: Stuart Baxter, employment and compensation expert witness and consultant, has over 30 years Human Resources experience based in the financial services industry. He specializes in compensation and benefits, especially executive packages including...Location: Florida
Areas of Expertise: I have over 20 years experience in the Hedge Fund arena backoffice, trade processing, brokerage operations and compliance , regulatory filings and fund administration.Location: California
Areas of Expertise: MCS Associates is a national consulting group with a special focus on Expert Witness and Litigation Consulting in banking, insurance, financial services, securities, real estate, economic & damages analysis, and forensic accounting. The firm has...Location: Michigan
Areas of Expertise: Gannon Group, PC is a business & real estate valuation and consulting firm serving the midwest. Kern G. Slucter, MAI, ASA, a principal of the firm, has over 30 years of experience in appraisal, consulting and general real estate services. Mr. Slucter...Location: New York
Areas of Expertise: I have over 30 years experience in the financial services (securities) industry, including all facets of product development, sales, compliance and operations.Location: Maryland
Areas of Expertise: I am an executive in the financial services industry with expertise in investment banking and investment management. My sub-specialty is investment banking transactions for investment management/investment advisory companies. I also have expertise in...Location: Illinois
Areas of Expertise: Pfeffer is a 30-year veteran of the securities industry. His career progressed from stock and derivatives broker to branch office manager, regional manager, board member of the parent holding company, and chairman of an affiliated trust company....Location: New Jersey
Areas of Expertise: Mr. DiGabriele is managing partner of DiGabriele, McNulty, Campanella & Co., LLC, Certified Public Accountants and Consultants. He has been actively engaged in the practice of public accounting for over 10 years and has practiced in the areas of...Location: Georgia
Areas of Expertise: HLB Gross Collins, P.C., is an independent consulting firm providing litigation support regarding losses encountered by individuals and companies. Our technical staff consists of well-trained professionals with many years of experience. All have...Location: New York
Areas of Expertise: Mr. Micciche has been a Chief Compliance Officer for 25 years and a securities and insurance regulatory consultant for over 15 years. He has testified in state and federal court and numerous FINRA and NYSE arbitrations. Areas of expertise include...Location: Texas
Areas of Expertise: Mr. Crawford has had involvement with over $6 billion in real estate transactions in his 30-year career, involving all property types, in twenty states in the U.S. With expertise in commercial real estate lending, workouts, and damages, he addresses...Location: California
Areas of Expertise: Dr. Jules Kamin received his Ph.D. in business economics, finance and management science from the University of Chicago Graduate School of Business, rated #1. He is an expert on economic damages and economic/financial aspects of liability. He brings...Location: Massachusetts
Areas of Expertise: Dr. Jennings is an experienced economic consultant and expert witness with a B.A. in economics (magna cum laude) from Harvard College and an M.A. and Ph.D. in economics from Stanford University. His experience includes academic teaching and research...Locations: Florida and Michigan
Areas of Expertise: Mr. Peter Burgher has extensive background in IRC Subchapter C, merger, and acquisitions, venture capital and business finance. Mr. Burgher's areas of expertise include Accounting matters, Audit failures, Cost determination, Insurance claims,...Location: Colorado
Areas of Expertise: Peters and Associates LLC provides services in: - Forensic economics, antitrust, finance and statistics - Corporate / business practice - Investments in stocks, bonds, futures, options - Mutual, hedge and managed futures funds Extensive business...Location: New York
Areas of Expertise: Expert Witness in Financial Services Litigations; NASD Arbitrations; Extensive knowledge of People Process, and Technology in Financial Institutions; Detailed understanding of Investment Management; Expert in all aspects of Financial Risk Management...Stocks & Bonds Expert Witnesses by State
- Alabama,
- Alaska,
- Arizona,
- Arkansas,
- California,
- Colorado,
- Connecticut,
- Delaware,
- District of Columbia,
- Florida,
- Georgia,
- Hawaii,
- Idaho,
- Illinois,
- Indiana,
- Iowa,
- Kansas,
- Kentucky,
- Louisiana,
- Maine,
- Maryland,
- Massachusetts,
- Michigan,
- Minnesota,
- Mississippi,
- Missouri,
- Montana,
- Nebraska,
- Nevada,
- New Hampshire,
- New Jersey,
- New Mexico,
- New York,
- North Carolina,
- North Dakota,
- Ohio,
- Oklahoma,
- Oregon,
- Pennsylvania,
- Rhode Island,
- South Carolina,
- South Dakota,
- Tennessee,
- Texas,
- Utah,
- Vermont,
- Virginia,
- Washington,
- West Virginia,
- Wisconsin,
- Wyoming