New York Securities Expert Witnesses
New York Business, Financial & Marketing Expert Witness Listings
Areas of expertise include Broker/Customer disputes--stocks and bonds; options, commodity futures and currency trading; derivatives including swaps; limited partnerships, hedge funds and managed futures, e.g., suitability, churning, unauthorized...
Retired in August of 2000 after 41 years at Merrill Lynch. Began as financial consultant and managed offices in Manhattan, Phoenix, and Beverly Hills. Also served as regional Sales Manager for New York, New Jersey, and Connecticut. Have extensive...
It's not just about products; it's process that counts. Prudence begins before the first dollar gets invested; awareness and understanding is essential; due diligence, care and monitoring does not end simply because one signed an account agreement....
Location: New York
Areas of Expertise: Mr. Micciche has been a Chief Compliance Officer for 25 years and a securities and insurance regulatory consultant for over 15 years. He has testified in state and federal court and numerous FINRA and NYSE arbitrations. Areas of expertise include...Location: New York
Areas of Expertise: Stuart Baxter, employment and compensation expert witness and consultant, has over 30 years Human Resources experience based in the financial services industry. He specializes in compensation and benefits, especially executive packages including...Location: New York
Areas of Expertise: Robert W. Berliner consults with litigators and provides expert testimony in a wide variety of cases. His specialties include securities litigation, accounting malpractice and forensic investigations. His is one of few CPAs, if not the only one to...Location: New York
Areas of Expertise: Mr. Ober (CFE and AIFA) is an expert on suitability, due diligence, fraud, fiduciary matters, private placements, selling away, Internal Revenue Code Section 165, and damage calculations. He has provided assistance in over 150 cases, representing...Location: New York
Areas of Expertise: Although there are many public accounting firms that offer some level of Litigation Support and Valuation Services, the one thing that distinguishes Parente Randolph from the others is that the firm has invested heavily in this area to be sure to...Location: New York
Areas of Expertise: Expert Witness in Financial Services Litigations; NASD Arbitrations; Extensive knowledge of People Process, and Technology in Financial Institutions; Detailed understanding of Investment Management; Expert in all aspects of Financial Risk Management...Location: New York
Areas of Expertise: Craig A. Wolson has practiced law for over 30 years, primarily in New York City. He specializes in finance, derivatives, securities and corporate matters. He recently stepped down as Chairman of the Structured Finance Committee of the New York City...Location: New York
Areas of Expertise: I have over 30 years experience in the financial services (securities) industry, including all facets of product development, sales, compliance and operations.Locations: New York and others
Areas of Expertise: ForensisGroup, Inc. is a multi-disciplined expert resource group uniquely structured to provide you with high quality experts as expeditiously as possible. It is your ultimate source of experts since 1991! Thousands of our clients have gained the...Securities Expert Witnesses by State
- All States,
- Alabama,
- Alaska,
- Arizona,
- Arkansas,
- California,
- Colorado,
- Connecticut,
- Delaware,
- District of Columbia,
- Florida,
- Georgia,
- Hawaii,
- Idaho,
- Illinois,
- Indiana,
- Iowa,
- Kansas,
- Kentucky,
- Louisiana,
- Maine,
- Maryland,
- Massachusetts,
- Michigan,
- Minnesota,
- Mississippi,
- Missouri,
- Montana,
- Nebraska,
- Nevada,
- New Hampshire,
- New Jersey,
- New Mexico,
- New York,
- North Carolina,
- North Dakota,
- Ohio,
- Oklahoma,
- Oregon,
- Pennsylvania,
- Rhode Island,
- South Carolina,
- South Dakota,
- Tennessee,
- Texas,
- Utah,
- Vermont,
- Virginia,
- Washington,
- West Virginia,
- Wisconsin,
- Wyoming