Securities Expert Witnesses
Business, Financial & Marketing Expert Witness Listings
You will find securities expert witnesses consultants by clicking on one of the following categories. The experts found here may consult regarding 102(e) proceedings, asset-backed securities, and collateralized debt obligations. These professionals may provide reports on commodities, commodity futures, credit default swaps, and credit derivatives. They may also testify regarding debt securities, derivative instruments, divestitures, equity securities, fixed income securities, futures, hedge funds, investments, mortgage-backed securities, the NASD, stock options, preferred stock, public offerings, securities 10b5 actions, securities regulation, securities fraud, structured finance, and surety bonds, as well as related topics.
Areas of expertise include Broker/Customer disputes--stocks and bonds; options, commodity futures and currency trading; derivatives including swaps; limited partnerships, hedge funds and managed futures, e.g., suitability, churning, unauthorized...
Retired in August of 2000 after 41 years at Merrill Lynch. Began as financial consultant and managed offices in Manhattan, Phoenix, and Beverly Hills. Also served as regional Sales Manager for New York, New Jersey, and Connecticut. Have extensive...
25 years experience; Accredited Investment Fiduciary Auditor; any investment, account or asset may require Fiduciary Standard of Care. NASD Rule 2310, NYSE Rule 405; Trusts; ERISA Pension, Profit Sharing, 401k, 403b plans; Non Profits, Foundations,...
Location: Kentucky
Areas of Expertise: Our years of experience, as bankers, as bank consultants, and as regulators provide valuable insight into case matters. We can assist both from the industry perspective, and from the regulatory perspective, offering a comprehensive assessment and...Location: New York
Areas of Expertise: Although there are many public accounting firms that offer some level of Litigation Support and Valuation Services, what distinguishes LL&F, is that this practice area is our "crown jewel" and the very core of our firm. It is our largest practice...Location: New Jersey
Areas of Expertise: Steve Pomerantz LLC provides litigation support on cases involving: - Securities and investment related damages - Investment performance and suitability - Options and derivative valuation - Asset allocation analysis - Event studies Steve Pomerantz...Location: Connecticut
Areas of Expertise: Mr. Zask has more than 25 years of experience in the financial securities industry working with banks, brokers, hedge funds, investment advisors and fund managers. He has taught at Yale, Princeton and Carnegie Mellon business schools. Mr. Zask has...Location: Florida
Areas of Expertise: Michaelson & Co., P.A. is a specialty firm that handles the forensic accounting needs of law firms and businesses. The Firm handles criminal financial investigations, including money laundering and financial schemes, civil and personal damage...Location: Virginia
Areas of Expertise: Bulk Liquid Terminal Consultant for over 30 years; experience at over 500 aboveground tank terminals in 43 states. Qualified for environmental, safety, health, fire, explosion, variance, loss, and security matters. Clients have included the U.S....Location: Oregon
Areas of Expertise: Jacqueline A. Joseph, B.A.,CDE. 1-800-698-8954.Portland,Oregon/nationwide. Certified, court-qualified. Since 1992. Ms. Joseph has conducted handwriting research and published numerous papers in the scientific journals pertaining to questioned...Location: California
Areas of Expertise: Dr. Jules Kamin received his Ph.D. in business economics, finance and management science from the University of Chicago Graduate School of Business, rated #1. He is an expert on economic damages and economic/financial aspects of liability. He brings...Location: New York
Areas of Expertise: Robert W. Berliner consults with litigators and provides expert testimony in a wide variety of cases. His specialties include securities litigation, accounting malpractice and forensic investigations. His is one of few CPAs, if not the only one to...Location: California
Areas of Expertise: Mr. Jacobson offers an impressive record of success as an expert witness in real estate, business and finance. Included among the numerous cases in which he has testified as an expert witness are disputes over the interpretation of real estate...Location: California
Areas of Expertise: Litigation Cost Management (LCM) provides expert legal fee analysis for both clients and law firms across all areas of civil litigation, including patent and other intellectual property, insurance coverage, fee-shifting and common fund cases, fee...Location: California
Areas of Expertise: Expert witness testimony in complex litigation involving business, real estate, personal injury, marital dissolution, liability issues, damage analysis of lost profits, unjust enrichment, reasonable royalties and lost earnings, valuations, and fraud...Location: California
Areas of Expertise: Mr. Sher has expertise in all areas of the securities business. He has been a broker, manager, regional manager and several senior management positions with major brokerage firms over a 36 year period. He has been responsible for investment banking,...Location: Colorado
Areas of Expertise: Served as an expert on lawsuits concerning valuation of employee stock option plans, valuation of private corporation, corporate governance, efficiency of the market in which internet stocks have traded, and impact of litigation on corporate value....Location: Nevada
Areas of Expertise: Greg Wood's securities industry experience spans more than 35 years. His business, Securities Litigation Support, LLC, provides a full range of services for securities attorneys and their clients. These services include: Securities Case Evaluation...Locations: Florida and Michigan
Areas of Expertise: Mr. Peter Burgher has extensive background in IRC Subchapter C, merger, and acquisitions, venture capital and business finance. Mr. Burgher's areas of expertise include Accounting matters, Audit failures, Cost determination, Insurance claims,...Location: California
Areas of Expertise: Paul F. Meyer LLC provides litigation support and expert testimony for cases heard in NASD arbitration proceedings, state and federal courts, and before private arbitration forums. Mr. Meyer has 26 years of experience in the retail securities...Location: California
Areas of Expertise: Expert testimony on investment matters involving fiduciary issues, trusts, and brokerage accounts; Review of investment matters, with supporting computer quantifications; Thorough examination of account management as to risk assessment and standards...Location: Massachusetts
Areas of Expertise: Dr. Jennings is an experienced economic consultant and expert witness with a B.A. in economics (magna cum laude) from Harvard College and an M.A. and Ph.D. in economics from Stanford University. His experience includes academic teaching and research...Location: Illinois
Areas of Expertise: Roger J. Grabowski, ASA, is a Managing Director of Duff & Phelps, LLC. He was formerly a Managing Director of Standard & Poor’s Corporate Value Consulting practice and before that a partner of PricewaterhouseCoopers LLP and one of its predecessor...Location: Illinois
Areas of Expertise: I regularly consult in connection with antitrust, corporate, business organization, and securities regulation matters. I also serve as an arbitrator for the American Arbitration Association, the National Association of Securities Dealers, and the New...Location: California
Areas of Expertise: Active in the securities industry for 26 years as a Broker, Branch Office Manager, Regional Director and Member of the Board of Directors of Smith Barney. Expert witness for 16 years with over 1200 retentions and 400 appearances. Have testified in...Locations: Multiple Locations
Areas of Expertise: ForensisGroup has hundreds of forensic experts with thousands of areas of expertise to refer for your consideration as expert witnesses, consultants, and investigators. Our experts routinely perform accident reconstruction, structural and failure...Location: New York
Areas of Expertise: Mr. Ober is an Accredited Investment Fiduciary Auditor, with experience as an expert witness and consultant in customer/broker-dealer disputes, fiduciary duties, selling away, 10b-5, due diligence, suitability, duty of care, partnerships and damage...Location: California
Areas of Expertise: Over 25 Years Experience Handling Complex Financial Issues Extensive education, teaching (including securities, insurance and real estate licenses) and real life experience in all areas of financial planning with expert witness work covering...Location: California
Areas of Expertise: MCS Associates is a national consulting group with a special focus on Expert Witness and Litigation Consulting in banking, insurance, financial services, securities, real estate, economic & damages analysis, and forensic accounting. The firm has...Location: New York
Areas of Expertise: Expert Witness in Financial Services Litigations; NASD Arbitrations; Extensive knowledge of People Process, and Technology in Financial Institutions; Detailed understanding of Investment Management; Expert in all aspects of Financial Risk Management...Location: California
Areas of Expertise: Mr. Neches areas of expertise are: Expert Testimony Forensic Accounting Business Valuation Computer Database Analysis Certified Public Accountant Certified Valuation Analyst Certified Fraud Examiner Accredited in Business Valuation Damages Lost...Location: New Jersey
Areas of Expertise: Mr. DiGabriele is managing partner of DiGabriele, McNulty & Co., LLC, Certified Public Accountants and Consultants. He has been actively engaged in the practice of public accounting for over 10 years and has practiced in the areas of accounting...Location: Massachusetts
Areas of Expertise: Dan Candura and PennyTree Advisers provide financial education and counseling to employees in workplace settings, personal financial planning and forensic financial analysis for consumers and litigation support services for attorneys. Dan Candura...Location: California
Areas of Expertise: Mr. Dinehart, RFC is an NASD Arbitrator and expert witness in securities arbitration and litigation. With nearly four decades of industry experience, he has been a branch manager for 3 securities firms. With over 600 retentions, he has testified in...Location: Connecticut
Areas of Expertise: Dr. Mangiero provides investment risk and valuation consulting for pension trustees, regulators, audit and compliance firms, hedge fund professionals, and attorneys. She also provides a variety of litigation support services such as rebuttal...Location: New York
Areas of Expertise: Mr. Leventhal has over 30 years of professional experience providing tax, auditing, litigation services, forensic accounting and expert witness services. Mr. Leventhal acts as a consultant to tax payers and attorneys for tax examinations including...Location: California
Areas of Expertise: Robert Trout is a financial economist with over 25 years of experience in providing economic, financial and statistical consulting services to clients. Dr. Trout has testified in federal and state courts and before federal and state regulatory...Location: California
Areas of Expertise: Location: Texas
Areas of Expertise: Preparation of valuation reports since 1985 for Exit Planning, Estate & Gift Tax, Buy/Sell Agreements, Adequacy of Life Insurance, Economic Loss Analysis, Partner Disputes, Dissenting Shareholder Actions, Disruption of Business & chief...Location: Florida
Areas of Expertise: Ron Worst provides over 13 years of experience as a Security Expert & Fraud Examiner to both Plaintff (50%) and Defense (50%) attorneys. He has offices in Orlando, Tampa, Miami, Ft. Lauderdale, and Jacksonville, Florida. In addition, he provides...Securities Expert Witnesses by State
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- Wisconsin,
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