Securities Expert Witnesses
Business, Financial & Marketing Expert Witness Listings
You will find securities expert witnesses consultants by clicking on one of the following categories. The experts found here may consult regarding 102(e) proceedings, asset-backed securities, and collateralized debt obligations. These professionals may provide reports on commodities, commodity futures, credit default swaps, and credit derivatives. They may also testify regarding debt securities, derivative instruments, divestitures, equity securities, fixed income securities, futures, hedge funds, investments, mortgage-backed securities, the NASD, stock options, preferred stock, public offerings, securities 10b5 actions, securities regulation, securities fraud, managed futures, structured finance, and surety bonds, as well as related topics.
Areas of expertise include Broker/Customer disputes--stocks and bonds; options, commodity futures and currency trading; derivatives including swaps; limited partnerships, hedge funds and managed futures, e.g., suitability, churning, unauthorized...
Chris McConnell AIFA® is an independent expert on the securities industry and fiduciary responsibility. He has over 28 years of experience. Since 2003 as an independent expert consultant, McConnell’s FiduciaryFORENSICS® service assessing...
Mr. McGinnis, CFA, has substantial experience as a investment advisor, portfolio manager and investment analyst. With over 25 years of practical investment experience and having been awarded the Chartered Financial Analyst designation over 20 years...
Locations: Multiple Locations
Areas of Expertise: ForensisGroup, Inc. is a multi-disciplined expert resource group uniquely structured to provide you with high quality experts as expeditiously as possible. It is your ultimate source of experts since 1991! Thousands of our clients have gained the...Location: New Jersey
Areas of Expertise: Mr. DiGabriele is managing partner of DiGabriele, McNulty, Campanella & Co., LLC, Certified Public Accountants and Consultants. He has been actively engaged in the practice of public accounting for over 10 years and has practiced in the areas of...Location: Colorado
Areas of Expertise: Adam Margolin is the founder and managing partner of Structured Finance Solutions, LLC, which assists institutional clients with specialized support in the areas of structured finance and real estate capital markets. Mr. Margolin has over 25 years’...Location: California
Areas of Expertise: Expert witness testimony in complex litigation involving business, real estate, personal injury, marital dissolution, liability issues, damage analysis of lost profits, unjust enrichment, reasonable royalties and lost earnings, valuations, and fraud...Location: California
Areas of Expertise: Mr. Jacobson offers an impressive record of success as an expert witness in real estate, business and finance. Included among the numerous cases in which he has testified as an expert witness are disputes over the interpretation of real estate...Location: New York
Areas of Expertise: Expert Witness in Financial Services Litigations; NASD Arbitrations; Extensive knowledge of People Process, and Technology in Financial Institutions; Detailed understanding of Investment Management; Expert in all aspects of Financial Risk Management...Locations: Multiple Locations
Areas of Expertise: Consolidated Consultants (CCc) continues to deliver high quality expert witness and medical expert witness referrals nationwide since 1995. CCc is the only referral service where you can view the full, redacted CV on-line prior to contacting us. Our...Location: Colorado
Areas of Expertise: Lawrence is a graduate of the University of Denver School of Law and a licensed Colorado real estate broker and Realtor. His speciality for the past 35 years has be Promissory Notes and Cash-Flow Instruments nationally. He has valued, appraised,...Location: Florida
Areas of Expertise: Michaelson & Co., P.A. is a specialty firm that handles the forensic accounting needs of law firms and businesses. The Firm handles criminal financial investigations, including money laundering and financial schemes, civil and personal damage...Location: Texas
Areas of Expertise: Certified in Financial Forensics – selected by the U.S. Senate as its only investigative accountant for Whitewater. Reviewed documents related to the audit of Swiss banks for holocaust victims’ assets. Accounting Expert Witness since 1994....Location: California
Areas of Expertise: Robert Trout is a financial economist with over 30 years of experience in providing economic, financial and statistical consulting services to clients. Dr. Trout has testified in federal and state courts and before federal and state regulatory...Location: California
Areas of Expertise: Mr. Neches areas of expertise are: Expert Testimony Forensic Accounting Business Valuation Computer Database Analysis Certified Public Accountant Certified Valuation Analyst Certified Fraud Examiner Accredited in Business Valuation Damages Lost...Location: New York
Areas of Expertise: With over 30 years experience in the financial services industry, I can expertly testify on all facets of branch supervision/compliance, product development and operations. I have over 24 years experience in branch management, including sales...Location: Massachusetts
Areas of Expertise: Dr. Jennings is an experienced economic consultant and expert witness with a B.A. in economics (magna cum laude) from Harvard College and an M.A. and Ph.D. in economics from Stanford University. His experience includes academic teaching and research...Location: California
Areas of Expertise: MCS Associates is a national consulting group with a special focus on Expert Witness and Litigation Consulting in banking, insurance, financial services, securities, real estate, economic & damages analysis, and forensic accounting. The firm has...Locations: Florida and New York
Areas of Expertise: Ms. Orlin, corporate, limited liability company, business and commercial transactions. auctioneering and legal ethics attorney, Florida and New York City, A.B. summa cum laude U. Pennsylvania, J.D. Harvard Law School, was: partner/counsel major law...Location: Kentucky
Areas of Expertise: Our years of experience, as bankers, as bank consultants, and as regulators provide valuable insight into case matters. We can assist both from the industry perspective, and from the regulatory perspective, offering a comprehensive assessment and...Location: Texas
Areas of Expertise: Since 1987, our work has included responding to the many questions that arise in litigation involving economic loss in matters of employment law, personal injury and wrongful death, and the loss of civil rights. Furthermore, we have relied upon to...Locations: Connecticut and New York
Areas of Expertise: Craig A. Wolson has practiced law for over 35 years, primarily in New York City. He specializes in finance (in particular, structured finance and securitizations), derivatives, securities and corporate matters. From 2004-08 he served as Chairman of...Location: California
Areas of Expertise: Litigation Cost Management (LCM) provides expert legal fee analysis for both clients and law firms across all areas of civil litigation, including patent and other intellectual property, bankruptcy and bankruptcy litigation, insurance coverage,...Location: Colorado
Areas of Expertise: Peters and Associates LLC provides services in: - Forensic economics, antitrust, finance and statistics - Corporate / business practice - Investments in stocks, bonds, futures, options - Mutual, hedge and managed futures funds Extensive business...Location: Illinois
Areas of Expertise: Adam Warren is Managing Director in the Dispute & Legal Management Consulting Practice at Duff & Phelps. Adam specializes in Financial Services industry issues with an emphasis on: valuation, compliance and trading of financial, commodity and complex...Location: Pennsylvania
Areas of Expertise: Analysis & Inference, Inc. provides authoritative statistical and consulting services nationwide to corporations, government agencies, law firms, and other organizations. A&I is allied with Quantitative Analysis of New York City...Location: Colorado
Areas of Expertise: Dr. Bhagat is a nationally recognized expert on lawsuits concerning • Damages in securities class action litigation. • Bankruptcy litigation. • Event studies. • Corporate governance and executive compensation. • Valuation of private...Location: New York
Areas of Expertise: Mr. Ober (CFE and AIFA) is an expert on suitability, due diligence, fraud, fiduciary matters, private placements, selling away, Internal Revenue Code Section 165, and damage calculations. He has provided assistance in over 150 cases, representing...Location: Colorado
Areas of Expertise: Bill’s expertise involves fiduciary duties and responsibilities involved in investment management. His experience includes reports and testimony on behalf of trustees of private trusts (including bank trust departments), beneficiaries of private...Location: Texas
Areas of Expertise: Preparation of valuation reports since 1985 for Exit Planning, Estate & Gift Tax, Buy/Sell Agreements, Adequacy of Life Insurance, Economic Loss Analysis, Partner Disputes, Dissenting Shareholder Actions, Disruption of Business & chief...Location: Illinois
Areas of Expertise: Roger J. Grabowski, ASA, is a Managing Director of Duff & Phelps, LLC. He was formerly a Managing Director of Standard & Poor’s Corporate Value Consulting practice and before that a partner of PricewaterhouseCoopers LLP and one of its predecessor...Location: North Carolina
Areas of Expertise: Trust and estate administration litigation consulting and expert witness services. Issues addressed include trust mismanagement, income and remainder beneficiary rights, trust investments, regulatory compliance and breach of fiduciary...Location: California
Areas of Expertise: Dr. Jules Kamin received his Ph.D. in business economics, finance and management science from the University of Chicago Graduate School of Business, rated #1. He is an expert on economic damages and economic/financial aspects of liability. He brings...Location: California
Areas of Expertise: Mr. Dinehart, RFC is a FINRA Arbitrator and expert witness in securities arbitration and litigation. With nearly four decades of industry experience, he has been a branch manager for 3 securities firms. With over 700 retentions, he has testified in...Location: Colorado
Areas of Expertise: Phil Feigin is senior partner at a Denver law firm where his practice is focused on securities law, regulation and compliance. He is a highly experienced expert witness. Former Colorado Securities Commissioner and Executive Director of NASAA, he has...Securities Expert Witnesses by State
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- South Carolina,
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- Tennessee,
- Texas,
- Utah,
- Vermont,
- Virginia,
- Washington,
- West Virginia,
- Wisconsin,
- Wyoming