Steve Pomerantz LLC provides litigation support on cases involving:
- Securities and investment related damages
- Investment performance and suitability
- Options and derivative valuation
- Asset allocation analysis
- Event studies
Steve Pomerantz holds a Ph.D. in mathematics from the University of California at Berkeley. He brings over twenty years of experience in investment research, financial modeling, derivative structuring, portfolio and risk management to your case.
Dr. Pomerantz has qualified as an expert witness in securities-related matters for various state and federal jurisdictions. He has worked closely with attorneys and accountants in cases involving prudent trust management, investment suitability, derivative valuation, investment strategy analysis, economic damages and investment industry practice.
Attorneys rely on Dr. Pomerantz for sophisticated mathematical techniques, including the development of models for valuation and suitability analysis. He is well versed in applications of operations research, statistics, probability and time-series analysis to provide solutions within a variety of assignments.
Speak to Dr. Pomerantz and you will quickly appreciate his strong communication skills that are helpful in reducing complex securities, investments and financial topics to simple and accurate frameworks. He has taught as an adjunct professor at the undergraduate and graduate level in such courses as statistics, probability, operations research and finance.
Dr. Pomerantz has twenty years of experience in the investment management area serving a variety of firms and clients in areas as diverse as derivative structuring, quantitative research, portfolio and risk management. This experience coupled with his academic training provides a perspective that is grounded in scientific rigor yet recognizes the practical realities of financial business operations.
Education and Professional Credentials:
Bachelor of Arts Degree in Mathematics, 1981
Queens College of the City University of New York
Ph.D. in Mathematics, 1986
University of California at Berkeley
Dr. Pomerantz has held Series 3, 7, 24 and 63 registrations.
Areas of Concentration
- Investment Suitability
- Derivatives Valuation
- Tax-Shelter Analysis
- Investment Management Performance
- Stock Option Valuation
- Concentrated Hedging Strategies
- Risk Management
- Mutual Fund Fee Analysis
Contact Dr. Pomerantz at 609-921-7545 or steve@stevepomerantz.com.
Background
Q: Please list your professional accreditations, degrees, licenses, and certificates granted:A: Dr. Pomerantz holds a Ph.D. in Mathematics from the University of California, Berkeley and a B.A. in Mathematics from the City University of New York, Queens College. Over the course of his career he has held Series 3, 7, 24 and 63 registrations.
Q: Please list any teaching or speaking experience you have had, including subject matter:
A: Dr. Pomerantz has taught courses at the College of St. Elizabeth, Department of Science (01/00 to 01/01), Steven Institute of Technology, Department of Mathematics (02/01 to 06/01) and Saint Peters College, Department of Mathematics (01/01 to 12/01). Courses taught include Statistics, Probability, Calculus, Operations Research and Finance.
Q: Have any of your accreditations ever been investigated, suspended or removed? (if yes, explain)
A: No
Q: For what area(s) of expertise have you been retained as an expert?
A: Securities and Options Valuation
Investment Suitability
Investment and Asset Management
Investment Management Practices
Derivative Analysis
Mutual Fund Fee Analysis
Asset Allocation
Event Studies
Q: What services do you offer? (E.g.: consulting, testing, reports, site inspections etc.)
A: Consulting and expert testimony for securities litigation. Dr. Pomerantz currently serves as Director of Risk Management for Gordon Asset Management, a fund of funds.
Q: What is your hourly rate to consult with an attorney?
A: Contact Dr. Pomerantz at 609-921-7545 or steve@stevepomerantz.com for rates
Q: What is your hourly rate to review documents?
A: Contact Dr. Pomerantz at 609-921-7545 or steve@stevepomerantz.com for rates
Q: What is your hourly rate to provide deposition testimony?
A: Contact Dr. Pomerantz at 609-921-7545 or steve@stevepomerantz.com for rates
Q: What is your hourly rate to provide testimony at trial?
A: Contact Dr. Pomerantz at 609-921-7545 or steve@stevepomerantz.com for rates
Q: Please list any fees other than those stated above (E.g.: travel expenses, copy fees, etc.)
A: Contact Dr. Pomerantz at 609-921-7545 or steve@stevepomerantz.com for rates
