Active in the securities industry for 26 years as a Broker, Branch Office Manager, Regional Director and Member of the Board of Directors of Smith Barney. Expert witness for 16 years with over 1200 retentions and 400 appearances. Have testified in State Court, Federal Court and Arbitrations in 24 States. Areas of expertize include suitability, supervision, churning,concentrated positions and hedging, trading-away,variable annuities, employment disputes, inter-firm recruitment disputes, options and damages.
